Lo, Yan Kin 盧欣鍵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Dimensional Hong Kong Limited | Rep | Dealing in securities | 2022-09-01 | |
| 2 | F&C Asset Management Asia Limited | Rep | Dealing in securities | 2010-12-23 | 2013-08-16 |
| 3 | LCA Solutions Limited | Rep | Advising on securities | 2021-06-23 | 2022-08-08 | Rep | Asset management | 2021-06-23 | 2022-08-08 | Rep | Dealing in securities | 2021-06-23 | 2022-08-08 |
| 4 | Vanguard Investments Hong Kong Limited | Rep | Advising on securities | 2013-08-23 | 2017-07-22 | Rep | Dealing in securities | 2013-08-23 | 2017-07-22 |
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