Ford, John Michael Frederic
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIL Investment Advisors | Rep | Advising on futures contracts | 2009-08-28 | 2009-11-05 | Rep | Advising on securities | 2009-09-01 | 2009-11-05 | Rep | Asset management | 2009-09-01 | 2009-11-05 | RO | Advising on futures contracts | 2009-11-05 | 2017-09-15 | RO | Advising on securities | 2009-11-05 | 2017-09-15 | RO | Asset management | 2009-11-05 | 2017-09-15 |
| 2 | FIL Investment Management (Hong Kong) Limited | RO | Advising on securities | 2005-09-05 | 2006-07-01 | RO | Asset management | 2005-09-05 | 2006-07-01 | RO | Dealing in securities | 2005-09-05 | 2006-07-01 | Rep | Advising on securities | 2006-07-01 | 2009-11-05 | Rep | Asset management | 2006-07-01 | 2009-11-05 | Rep | Dealing in securities | 2006-07-01 | 2009-11-05 | Rep | Advising on futures contracts | 2009-08-28 | 2009-11-05 | RO | Advising on futures contracts | 2009-11-05 | 2017-09-15 | RO | Advising on securities | 2009-11-05 | 2017-09-15 | RO | Asset management | 2009-11-05 | 2017-09-15 | RO | Dealing in securities | 2009-11-05 | 2017-09-15 |
| 3 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | RO | Advising on securities | 2004-01-12 | 2005-06-20 |
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