Northwood, Mark David
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIL Investment Advisors | Rep | Advising on corporate finance | 2004-10-20 | Rep | Advising on securities | 2004-10-20 | Rep | Asset management | 2008-11-17 | RO | Asset management | 2008-11-17 | 2016-04-15 |
| 2 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-10-20 | Rep | Advising on securities | 2004-10-20 | Rep | Asset management | 2008-11-17 | Rep | Dealing in securities | 2008-11-17 | RO | Asset management | 2008-11-17 | 2016-04-15 | RO | Dealing in securities | 2008-11-17 | 2016-04-15 |
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