Wells, Andrew David (SFC:AHK230)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIL Investment Advisors | Rep | Advising on corporate finance | 2004-10-04 | Rep | Advising on securities | 2005-10-20 | Rep | Asset management | 2005-10-20 | RO | Advising on futures contracts | 2004-11-02 | 2017-06-30 | RO | Advising on securities | 2005-10-20 | 2017-06-30 | RO | Asset management | 2005-10-20 | 2017-06-30 |
| 2 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-10-04 | Rep | Dealing in securities | 2004-10-04 | Rep | Advising on securities | 2005-10-20 | Rep | Asset management | 2005-10-20 | RO | Advising on futures contracts | 2004-11-02 | 2017-06-30 | RO | Advising on securities | 2005-10-20 | 2017-06-30 | RO | Asset management | 2005-10-20 | 2017-06-30 |
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