Carle, Gregor
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIL Investment Advisors | Rep | Advising on corporate finance | 2004-10-19 | |
| 2 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-10-19 | |
| 3 | FIL Investment Advisors | Rep | Advising on securities | 2015-03-19 | |
| 4 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2015-03-19 | |
| 5 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2015-11-02 | 2015-11-05 |
| 6 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2016-10-04 | 2016-10-11 |
| 7 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2017-01-16 | 2017-01-24 |
| 8 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2018-06-11 | 2018-06-15 |
| 9 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2019-02-21 | 2019-02-25 |
| 10 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2019-10-08 | 2019-10-11 |
| 11 | FIL Investment Advisors | Rep | Asset management | 2015-03-19 | |
| 12 | FIL Investment Management (Hong Kong) Limited | Rep | Asset management | 2015-03-19 | |
| 13 | FIL Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2004-10-19 | |
| 14 | FIL Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2011-10-26 | 2015-03-19 |
| 15 | BlackRock Asset Management North Asia Limited | Rep | Dealing in securities | 2015-11-02 | 2015-11-05 |
| 16 | BlackRock Asset Management North Asia Limited | Rep | Dealing in securities | 2016-10-04 | 2016-10-11 |
| 17 | BlackRock Asset Management North Asia Limited | Rep | Dealing in securities | 2017-01-16 | 2017-01-24 |
| 18 | BlackRock Asset Management North Asia Limited | Rep | Dealing in securities | 2018-06-11 | 2018-06-15 |
| 19 | BlackRock Asset Management North Asia Limited | Rep | Dealing in securities | 2019-02-21 | 2019-02-25 |
| 20 | BlackRock Asset Management North Asia Limited | Rep | Dealing in securities | 2019-10-08 | 2019-10-11 |
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