Kathuria, Nitesh
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIL Investment Advisors | Rep | Advising on securities | 2008-10-24 | 2018-07-06 | Rep | Asset management | 2008-10-24 | 2018-07-06 | RO | Advising on securities | 2018-07-06 | 2023-02-28 | RO | Asset management | 2018-07-06 | 2023-02-28 |
| 2 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2008-10-24 | 2018-07-06 | Rep | Asset management | 2008-10-24 | 2018-07-06 | RO | Advising on securities | 2018-07-06 | 2023-02-28 | RO | Asset management | 2018-07-06 | 2023-02-28 |
| 3 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on futures contracts | 2023-04-26 | Rep | Advising on securities | 2023-04-26 | Rep | Asset management | 2023-04-26 |
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