Ma, Stephen Yat Fai 馬日暉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Amundi Hong Kong Limited | Rep | Advising on securities | 2016-09-12 | 2016-11-09 | Rep | Asset management | 2016-09-12 | 2016-11-09 | Rep | Dealing in securities | 2016-09-12 | 2016-11-09 | RO | Advising on securities | 2016-11-09 | 2017-11-15 | RO | Asset management | 2016-11-09 | 2017-11-15 | RO | Dealing in securities | 2016-11-09 | 2017-11-15 |
| 2 | CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED | Rep | Advising on securities | 2018-10-02 | 2018-10-30 | Rep | Asset management | 2018-10-02 | 2018-10-30 | RO | Advising on securities | 2018-10-30 | 2021-09-24 | RO | Asset management | 2018-10-30 | 2021-09-24 |
| 3 | China Vered Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2018-02-01 | 2018-04-27 | Rep | Asset management | 2018-02-01 | 2018-04-27 | RO | Advising on securities | 2018-04-27 | 2018-09-28 | RO | Asset management | 2018-04-27 | 2018-09-28 |
| 4 | FIL Investment Advisors | Rep | Advising on corporate finance | 2004-10-19 | Rep | Advising on securities | 2014-07-25 | Rep | Asset management | 2014-07-25 |
| 5 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-10-19 | Rep | Dealing in securities | 2004-10-19 | Rep | Advising on securities | 2014-07-25 | Rep | Asset management | 2014-07-25 |
| 6 | Polen Capital HK Limited | Rep | Advising on securities | 2014-11-03 | 2015-05-12 | Rep | Asset management | 2014-11-03 | 2015-05-12 | RO | Advising on securities | 2015-05-12 | 2016-07-23 | RO | Asset management | 2015-05-12 | 2016-07-23 | RO | Dealing in securities | 2015-12-08 | 2016-07-23 |
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