Tse, Joseph Chun Pong 謝振邦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIL Investment Advisors | Rep | Advising on corporate finance | 2004-10-19 | Rep | Advising on securities | 2012-07-06 | Rep | Asset management | 2012-07-06 | Rep | Advising on securities | 2013-04-09 | Rep | Asset management | 2013-04-09 |
| 2 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-10-19 | Rep | Dealing in securities | 2004-10-19 | Rep | Advising on securities | 2012-07-06 | Rep | Asset management | 2012-07-06 | Rep | Advising on securities | 2013-04-09 | Rep | Asset management | 2013-04-09 |
| 3 | Frontier Asia Capital Hong Kong Limited | Rep | Advising on securities | 2012-07-16 | 2012-09-03 | Rep | Asset management | 2012-07-16 | 2012-09-03 | RO | Advising on securities | 2012-09-03 | 2012-09-13 | RO | Asset management | 2012-09-03 | 2012-09-13 |
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