Ching, Kerry Kim Wai 程劍慧

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 INVESCO HONG KONG LIMITED RO Advising on futures contracts 2005-02-04 2006-09-01
2 INVESCO ASSET MANAGEMENT ASIA LIMITED RO Advising on securities 2005-02-04
INVESCO HONG KONG LIMITED RO 2006-09-01
UBS Asset Management (Hong Kong) Limited Rep 2006-09-15 2008-04-12
Wells Fargo Securities Asia Limited Rep 2008-10-23 2008-12-01
FIL Investment Management (Hong Kong) Limited Rep 2008-12-16 2009-02-09
FIL Investment Management (Hong Kong) Limited RO 2009-02-09 2012-06-15
DigitalBridge Management Asia Limited RO 2012-10-08 2019-07-31
Amundi Hong Kong Limited Rep 2021-06-09 2021-08-31
Amundi Hong Kong Limited RO 2021-08-31 2023-10-31
3 INVESCO HONG KONG LIMITED RO Asset management 2005-02-04 2006-09-01
UBS Asset Management (Hong Kong) Limited Rep 2006-09-15 2008-04-12
Wells Fargo Securities Asia Limited Rep 2008-10-23 2008-12-01
FIL Investment Management (Hong Kong) Limited Rep 2008-12-16 2009-02-09
FIL Investment Management (Hong Kong) Limited RO 2009-02-09 2012-06-15
DigitalBridge Management Asia Limited RO 2012-10-08 2019-07-31
Amundi Hong Kong Limited Rep 2021-06-09 2021-08-31
Amundi Hong Kong Limited RO 2021-08-31 2023-10-31
4 INVESCO ASSET MANAGEMENT ASIA LIMITED Rep Dealing in securities 2005-02-04
INVESCO ASSET MANAGEMENT ASIA LIMITED RO 2005-02-04 2006-09-01
INVESCO HONG KONG LIMITED RO 2005-02-04 2006-09-01
Wells Fargo Securities Asia Limited Rep 2008-10-23 2008-12-01
FIL Investment Management (Hong Kong) Limited Rep 2008-12-16 2009-02-09
FIL Investment Management (Hong Kong) Limited RO 2009-02-09 2012-06-15
DigitalBridge Management Asia Limited RO 2012-10-08 2019-07-31
Amundi Hong Kong Limited Rep 2021-06-09 2021-08-31
Amundi Hong Kong Limited RO 2021-08-31 2023-10-31

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top