Chan, So Han (SFC:AOJ393) 陳素嫻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHARLES SCHWAB, HONG KONG, LIMITED | Rep | Advising on securities | 2019-01-29 | 2021-07-19 | Rep | Dealing in securities | 2019-01-29 | 2021-07-19 | RO | Advising on securities | 2021-07-19 | RO | Dealing in securities | 2021-07-19 |
| 2 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2007-04-24 | 2016-10-07 | Rep | Asset management | 2007-05-09 | 2016-10-07 | Rep | Dealing in securities | 2007-05-09 | 2016-10-07 | Rep | Advising on securities | 2017-09-28 | 2019-01-14 | Rep | Asset management | 2017-09-28 | 2019-01-14 | Rep | Dealing in securities | 2017-09-28 | 2019-01-14 |
| 3 | SPLENDOR GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2007-02-22 | 2007-04-03 |
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