Ho, Kelly Ngar Ying 何雅盈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Allianz Global Investors Asia Pacific Limited (SFC:BFE699) | Rep | Dealing in securities | 2015-06-01 | 2016-06-01 |
| 2 | Allianz Global Investors Hong Kong Limited | Rep | Dealing in securities | 2012-07-03 | 2015-05-31 |
| 3 | Amundi Hong Kong Limited | Rep | Advising on securities | 2012-03-14 | 2012-05-25 | Rep | Asset management | 2012-03-14 | 2012-05-25 | Rep | Dealing in securities | 2012-03-14 | 2012-05-25 |
| 4 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2016-06-20 | 2018-12-31 | Rep | Dealing in securities | 2016-06-20 | 2018-12-31 | Rep | Advising on securities | 2019-01-01 | Rep | Dealing in securities | 2019-01-01 |
| 5 | BOA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-04-16 | 2011-02-12 |
| 6 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2011-03-15 | 2012-02-24 | Rep | Asset management | 2011-03-15 | 2012-02-24 | Rep | Dealing in securities | 2011-03-15 | 2012-02-24 |
| 7 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-06-25 | Rep | Advising on securities | 2003-06-25 | Rep | Asset management | 2003-06-25 | Rep | Dealing in securities | 2007-05-07 |
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