Ho, Wai Fun (SFC:AES372) 何慧芬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Advising on corporate finance | 2004-11-11 | Rep | Advising on securities | 2005-07-22 | Rep | Asset management | 2005-07-22 |
| 2 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2005-07-25 | 2017-08-07 | Rep | Dealing in securities | 2005-07-25 | 2017-08-07 | Rep | Asset management | 2005-07-25 | 2018-04-27 | RO | Advising on securities | 2017-08-07 | 2020-01-01 | RO | Dealing in securities | 2017-08-07 | 2020-01-01 |
| 3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on futures contracts | 2021-11-12 | 2022-02-10 | Rep | Advising on securities | 2021-11-12 | 2022-02-10 | Rep | Asset management | 2021-11-12 | 2022-02-10 | Rep | Dealing in futures contracts | 2021-11-12 | 2022-02-10 | Rep | Dealing in securities | 2021-11-12 | 2022-02-10 | RO | Advising on futures contracts | 2022-02-10 | RO | Advising on securities | 2022-02-10 | RO | Asset management | 2022-02-10 | RO | Dealing in futures contracts | 2022-02-10 | RO | Dealing in securities | 2022-02-10 |
| 4 | HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Asset management | 2021-11-12 | 2022-02-10 | RO | Asset management | 2022-02-10 |
| 5 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2021-11-12 | 2022-02-10 | Rep | Advising on securities | 2021-11-12 | 2022-02-10 | Rep | Asset management | 2021-11-12 | 2022-02-10 | Rep | Dealing in securities | 2021-11-12 | 2022-02-10 | RO | Advising on futures contracts | 2022-02-10 | RO | Advising on securities | 2022-02-10 | RO | Asset management | 2022-02-10 | RO | Dealing in securities | 2022-02-10 |
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