Khong, Seow Ting (SFC:APJ328) 鄺曉婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIL Investment Management (Hong Kong) Limited | Rep | Asset management | 2007-08-01 | 2012-11-30 | Rep | Dealing in securities | 2007-08-01 | 2012-11-30 | Rep | Advising on securities | 2011-03-10 | 2012-11-30 |
| 2 | Income Partners Asset Management (HK) Limited | Rep | Advising on securities | 2013-12-05 | 2016-02-12 | Rep | Asset management | 2013-12-05 | 2016-02-12 |
| 3 | Vanguard Investments Hong Kong Limited | Rep | Advising on securities | 2016-05-31 | 2018-12-28 | Rep | Dealing in securities | 2016-05-31 | 2018-12-28 |
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