Lam, Stanley Chi Hin 林子軒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BANK CONSORTIUM TRUST COMPANY LIMITED | Rep | Advising on corporate finance | 2004-10-13 | |
| 2 | BANK CONSORTIUM TRUST COMPANY LIMITED | Rep | Asset management | 2004-10-13 | |
| 3 | BANK CONSORTIUM TRUST COMPANY LIMITED | Rep | Advising on securities | 2007-04-20 | |
| 4 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2007-05-02 | 2010-03-16 |
| 5 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Dealing in securities | 2007-05-08 | 2010-03-16 |
| 6 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2010-03-22 | 2014-06-24 |
| 7 | FIL Investment Management (Hong Kong) Limited | Rep | Asset management | 2010-03-22 | 2014-06-24 |
| 8 | FIL Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2010-03-22 | 2014-06-24 |
| 9 | HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | Advising on securities | 2014-07-22 | 2015-09-18 |
| 10 | HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-07-22 | 2015-09-18 |
| 11 | Bosera Asset Management (International) Co., Limited | Rep | Advising on securities | 2015-10-19 | 2017-02-17 |
| 12 | Bosera Asset Management (International) Co., Limited | Rep | Asset management | 2015-10-19 | 2017-02-17 |
| 13 | Bosera Asset Management (International) Co., Limited | Rep | Dealing in securities | 2015-10-19 | 2017-02-17 |
| 14 | TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2017-03-08 | 2017-06-26 |
| 15 | TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Asset management | 2017-03-08 | 2017-06-26 |
| 16 | GALAXY TREASURE INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2017-08-01 | 2017-08-28 |
| 17 | GALAXY TREASURE INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2017-08-01 | 2017-08-28 |
| 18 | GALAXY TREASURE INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2017-08-28 | 2017-12-13 |
| 19 | GALAXY TREASURE INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Asset management | 2017-08-28 | 2017-12-13 |
| 20 | United Securities Limited (HK) | Rep | Advising on securities | 2018-03-01 | 2018-05-08 |
| 21 | United Securities Limited (HK) | Rep | Asset management | 2018-03-01 | 2018-05-08 |
| 22 | United Securities Limited (HK) | RO | Advising on securities | 2018-05-08 | 2018-08-31 |
| 23 | United Securities Limited (HK) | RO | Asset management | 2018-05-08 | 2018-08-31 |
| 24 | HUAJUN CAPITAL LIMITED | Rep | Asset management | 2018-10-18 | 2018-12-12 |
| 25 | HUAJUN CAPITAL LIMITED | RO | Asset management | 2018-12-12 | 2021-02-04 |
| 26 | United Securities Limited (HK) | RO | Asset management | 2020-12-21 | 2022-11-30 |
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