Lam, Ginie Yuen Ngar 林宛雅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | FIL Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2010-03-10 | 2012-02-29 | Rep | Asset management | 2010-03-24 | 2012-02-29 |
2 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2003-08-28 | 2005-03-15 | Rep | Dealing in securities | 2003-08-28 | 2010-03-01 |
3 | INVESCO HONG KONG LIMITED | Rep | Advising on securities | 2003-08-28 | 2010-03-01 | Rep | Dealing in securities | 2003-08-28 | 2010-03-01 |
4 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2014-03-14 | 2015-09-30 | Rep | Dealing in securities | 2014-03-14 | 2015-09-30 |
5 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2017-08-11 | 2018-03-20 | Rep | Dealing in securities | 2017-08-11 | 2018-03-20 | RO | Advising on securities | 2018-03-20 | RO | Dealing in securities | 2018-03-20 |
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