Lau, Karen Kwan Chuk 劉堃竹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-06-25 | |
| 2 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2004-03-15 | |
| 3 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2007-09-11 | |
| 4 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2003-06-25 | |
| 5 | FIL Investment Management (Hong Kong) Limited | Rep | Asset management | 2007-09-11 | 2021-03-22 |
| 6 | FIL Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2007-09-11 |
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