Lee, Joanna Chi Yan 李志欣

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 FIL Investment Management (Hong Kong) Limited Rep Advising on securities 2010-07-15
Rep Asset management 2010-07-15
Rep Dealing in securities 2010-07-15
2 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2004-11-22 2007-04-14
3 GOLDMAN SACHS FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2004-11-22 2007-04-14

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