Luk, Kim Ping 陸劍平
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2010-09-01 | 2012-05-08 | Rep | Dealing in securities | 2010-09-01 | 2012-05-08 | Rep | Asset management | 2010-09-01 | 2020-08-12 | RO | Advising on securities | 2012-05-08 | 2023-06-30 | RO | Dealing in securities | 2012-05-08 | 2023-06-30 |
| 2 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-06-25 | Rep | Asset management | 2003-06-25 | Rep | Advising on securities | 2010-07-30 | Rep | Asset management | 2008-08-27 | 2010-07-30 | Rep | Dealing in securities | 2008-08-27 | 2010-07-30 |
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