So, Rosella Po Yee 蘇寶兒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-01-05 | |
| 2 | ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Asset management | 2004-01-05 | |
| 3 | ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Automated trading services | 2004-01-05 | |
| 4 | ETRADE SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-05 | |
| 5 | ETRADE SECURITIES LIMITED | Rep | Asset management | 2004-01-05 | |
| 6 | ETRADE SECURITIES LIMITED | Rep | Automated trading services | 2004-01-05 | |
| 7 | ETRADE SECURITIES LIMITED | Rep | Advising on securities | 2007-10-31 | |
| 8 | ETRADE SECURITIES LIMITED | Rep | Dealing in securities | 2007-10-31 | |
| 9 | ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2011-01-01 | |
| 10 | ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-01-01 | |
| 11 | ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Leveraged foreign exchange trading | 2004-05-20 | 2010-11-01 |
| 12 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2011-04-27 | 2015-05-15 |
| 13 | FIL Investment Management (Hong Kong) Limited | Rep | Asset management | 2011-04-27 | 2015-05-15 |
| 14 | FIL Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2011-04-27 | 2015-05-15 |
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