So, William Wai Nin 蘇偉年
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BWC FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2012-07-09 | 2012-10-03 |
| 2 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2010-08-23 | 2011-10-08 | Rep | Asset management | 2010-08-23 | 2011-10-08 | Rep | Dealing in securities | 2010-08-23 | 2011-10-08 |
| 3 | Hafoo Securities Limited | Rep | Dealing in securities | 2012-08-20 | 2012-10-03 |
| 4 | Interactive Brokers Hong Kong Limited | Rep | Dealing in futures contracts | 2015-05-21 | 2022-07-01 | Rep | Dealing in securities | 2015-05-21 | 2022-07-01 | Rep | Leveraged foreign exchange trading | 2015-05-21 | 2022-07-01 |
| 5 | Interactive Brokers LLC | Rep | Dealing in securities | 2013-02-08 | 2016-12-31 | Rep | Leveraged foreign exchange trading | 2013-02-08 | 2016-12-31 | Rep | Dealing in futures contracts | 2013-02-18 | 2016-12-31 |
| 6 | Rakuten Securities Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2009-05-25 | 2010-02-26 |
| 7 | WILSON SECURITIES LIMITED | Rep | Advising on securities | 2012-08-20 | 2012-10-03 | Rep | Dealing in securities | 2012-08-20 | 2012-10-03 |
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