Tuen Muk, Hoi Ning Helen 端木愷寧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNY Mellon Investment Management Hong Kong Limited | Rep | Advising on securities | 2015-03-24 | 2015-06-03 | Rep | Asset management | 2015-03-24 | 2015-06-03 | Rep | Dealing in securities | 2015-03-24 | 2015-06-03 |
| 2 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2005-01-26 | 2007-02-17 | Rep | Asset management | 2005-01-26 | 2007-02-17 | Rep | Dealing in securities | 2005-01-26 | 2007-02-17 | Rep | Advising on securities | 2010-07-29 | 2015-03-13 | Rep | Asset management | 2010-07-29 | 2015-03-13 | Rep | Dealing in securities | 2010-07-29 | 2015-03-13 |
| 3 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on securities | 2018-07-26 | Rep | Asset management | 2018-07-26 |
| 4 | JPMorgan Funds (Asia) Limited | Rep | Dealing in securities | 2015-11-19 | Rep | Advising on securities | 2018-07-26 | Rep | Asset management | 2018-07-26 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-08-03 | 2010-07-10 |
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