Yu, Ho Man (SFC:ARQ934) 余浩文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BANK CONSORTIUM TRUST COMPANY LIMITED | Rep | Advising on securities | 2008-10-22 | 2011-05-31 |
| 2 | BCT Financial Limited | Rep | Advising on securities | 2011-06-01 | 2011-08-22 |
| 3 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2011-08-30 | 2012-01-18 | Rep | Asset management | 2011-08-30 | 2012-01-18 | Rep | Dealing in securities | 2011-08-30 | 2012-01-18 | Rep | Advising on securities | 2013-11-11 | 2014-11-14 | Rep | Dealing in securities | 2013-11-11 | 2014-11-14 |
| 4 | GEO Securities Limited | Rep | Dealing in securities | 2013-09-30 | 2013-10-31 |
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