Li, Ping Sun 李炳燊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2003-08-13 | 2005-05-09 |
| 2 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-04-26 | 2005-05-09 |
| 3 | HONG KONG FOREX INVESTMENT LIMITED | Rep | Leveraged foreign exchange trading | 2003-06-11 | Rep | Leveraged foreign exchange trading | 2005-05-11 | 2007-06-07 |
| 4 | Sinofortune Asset Management Limited | RO | Asset management | 2018-02-08 | |
| 5 | Sinofortune Financial Capital Limited | Rep | Advising on corporate finance | 2020-03-13 | 2021-04-29 | RO | Advising on corporate finance | 2021-04-29 |
| 6 | Sinofortune Securities Limited | Rep | Dealing in securities | 2007-06-18 | 2008-08-19 | RO | Dealing in securities | 2008-08-19 | Rep | Dealing in futures contracts | 2012-05-23 | 2015-12-16 | RO | Dealing in futures contracts | 2015-12-16 | RO | Advising on securities | 2019-02-18 |
| 7 | TSE'S SECURITIES LIMITED | Rep | Dealing in securities | 2005-05-11 | 2005-10-06 |
| 8 | YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2007-09-27 | 2010-04-08 |
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