Chen, Chien Chih 陳建智
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAPITAL GLOBAL MANAGEMENT LIMITED | RO | Advising on securities | 2017-01-05 | RO | Asset management | 2017-01-05 |
| 2 | CTBC Asia Limited | Rep | Asset management | 2004-07-06 | 2006-07-21 | RO | Advising on securities | 2006-07-21 | 2007-08-15 | RO | Asset management | 2006-07-21 | 2007-08-15 |
| 3 | FIRST SECURITIES (HK) LIMITED | RO | Asset management | 2009-08-03 | |
| 4 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Advising on securities | 2007-09-14 | 2007-10-08 | RO | Advising on securities | 2007-10-08 | 2009-01-01 | RO | Asset management | 2008-04-17 | 2009-01-01 |
| 5 | TIS SECURITIES (HK) LIMITED | Rep | Advising on securities | 2009-02-09 | 2009-03-08 |
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