Li, Kun-Chih 李坤致
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2009-05-04 | 2011-01-12 |
| 2 | CEB International Capital Corporation Limited | Rep | Advising on securities | 2022-02-08 | 2022-03-28 | Rep | Dealing in securities | 2022-02-08 | 2022-03-28 | RO | Advising on securities | 2022-03-28 | RO | Dealing in securities | 2022-03-28 |
| 3 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Advising on securities | 2017-04-19 | 2018-09-05 | Rep | Dealing in securities | 2017-04-19 | 2018-09-05 |
| 4 | FIRST SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2011-06-28 | 2013-11-18 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2008-08-12 | 2009-03-27 | Rep | Dealing in securities | 2008-08-12 | 2009-03-27 |
| 6 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2019-06-24 | 2021-04-12 | Rep | Dealing in securities | 2019-06-24 | 2021-04-12 | RO | Advising on securities | 2021-04-12 | 2021-10-19 | RO | Dealing in securities | 2021-04-12 | 2021-10-19 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy