Li, Kun-Chih 李坤致
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2008-08-12 | 2009-03-27 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-08-12 | 2009-03-27 |
| 3 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2009-05-04 | 2011-01-12 |
| 4 | FIRST SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2011-06-28 | 2013-11-18 |
| 5 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Advising on securities | 2017-04-19 | 2018-09-05 |
| 6 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2017-04-19 | 2018-09-05 |
| 7 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2019-06-24 | 2021-04-12 |
| 8 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-06-24 | 2021-04-12 |
| 9 | ORIENT SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2021-04-12 | 2021-10-19 |
| 10 | ORIENT SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2021-04-12 | 2021-10-19 |
| 11 | CEB International Capital Corporation Limited | Rep | Advising on securities | 2022-02-08 | 2022-03-28 |
| 12 | CEB International Capital Corporation Limited | Rep | Dealing in securities | 2022-02-08 | 2022-03-28 |
| 13 | CEB International Capital Corporation Limited | RO | Advising on securities | 2022-03-28 | |
| 14 | CEB International Capital Corporation Limited | RO | Dealing in securities | 2022-03-28 |
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