Lin, Yi-Ju (SFC:AOJ451) 林怡如
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | Advising on securities | 2011-01-20 | 2011-02-28 | Rep | Dealing in securities | 2011-01-20 | 2011-02-28 | Rep | Dealing in securities | 2013-07-25 | 2013-11-06 |
| 2 | FIRST SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2011-06-10 | 2013-03-01 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2010-01-28 | 2010-12-13 | Rep | Dealing in securities | 2011-05-23 | 2011-06-02 |
| 4 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Dealing in securities | 2007-06-13 | 2010-10-28 | Rep | Dealing in securities | 2011-05-23 | 2011-06-02 |
| 5 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2007-01-04 | 2007-05-31 |
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