Chan, Pang 陳鵬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | RO | Advising on futures contracts | 2004-12-03 | RO | Asset management | 2004-12-03 | RO | Dealing in futures contracts | 2005-11-30 |
2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | RO | Advising on corporate finance | 2004-12-03 | RO | Advising on securities | 2004-12-03 | RO | Asset management | 2004-12-03 | RO | Dealing in securities | 2005-11-30 |
3 | FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-12-20 | |
4 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2005-12-20 |
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