Chung, Chi Ming (SFC:AAY647) 鍾志明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-05-22 | 2016-06-17 | Rep | Automated trading services | 2003-05-26 | 2003-09-05 |
| 2 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2007-10-31 | 2016-06-17 |
| 3 | FT Securities Limited | Rep | Dealing in securities | 2018-04-24 | 2018-06-05 | RO | Advising on securities | 2018-06-05 | 2019-08-21 | RO | Dealing in securities | 2018-06-05 | 2019-08-21 |
| 4 | JIMEI SECURITIES LIMITED | Rep | Dealing in securities | 2016-06-23 | 2016-08-08 | RO | Dealing in securities | 2016-08-08 | 2018-01-14 |
| 5 | RICHE BRIGHT SECURITIES LIMITED | RO | Dealing in securities | 2020-03-27 | RO | Advising on securities | 2022-03-07 | Rep | Asset management | 2022-10-17 | RO | Dealing in futures contracts | 2023-03-06 |
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