Lo, Ho Yin (SFC:AQF063) 盧浩然
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-01-21 | |
| 2 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2011-01-21 | 2019-04-15 | RO | Dealing in securities | 2019-04-15 |
| 3 | Huarong International Securities Limited | Rep | Dealing in securities | 2007-12-27 | 2011-01-08 | Rep | Dealing in futures contracts | 2008-07-31 | 2011-01-08 |
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