So, Chi Chiu (SFC:AOG783) 蘇志超
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2006-12-01 | 2007-10-22 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2007-10-26 | 2008-04-02 |
| 3 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2007-11-20 | 2008-04-02 |
| 4 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2007-11-20 | 2008-04-02 |
| 5 | FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-06-20 | 2017-08-11 |
| 6 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2008-06-20 | 2019-09-03 |
| 7 | FIRST SHANGHAI FUTURES LIMITED | Rep | Advising on futures contracts | 2016-07-29 | 2019-09-03 |
| 8 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Advising on securities | 2017-06-01 | |
| 9 | FIRST SHANGHAI FUTURES LIMITED | RO | Dealing in futures contracts | 2017-08-11 | |
| 10 | FIRST SHANGHAI FUTURES LIMITED | RO | Advising on futures contracts | 2019-09-03 | |
| 11 | FIRST SHANGHAI SECURITIES LIMITED | RO | Dealing in securities | 2019-09-03 |
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