Yu, Lam 余琳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA XIN YONGAN FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2008-08-28 | 2009-06-30 |
| 2 | CINDA INTERNATIONAL CAPITAL LIMITED | Rep | Dealing in securities | 2018-05-14 | 2019-09-12 | Rep | Advising on corporate finance | 2018-05-28 | 2022-06-09 |
| 3 | FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-07-29 | 2017-09-21 | Rep | Dealing in futures contracts | 2017-12-01 | 2018-04-13 |
| 4 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2009-09-28 | 2017-09-21 | Rep | Advising on securities | 2017-09-21 | 2018-04-13 | Rep | Dealing in securities | 2017-12-01 | 2018-04-13 |
| 5 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2007-07-09 | 2008-04-25 |
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