Yuen, Kin Wai (SFC:AEA365) 袁健偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FAIR EAGLE FINANCE CREDIT LIMITED | RO | Securities margin financing | 2019-08-01 | |
| 2 | FAIR EAGLE FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2019-05-14 | 2019-08-01 | RO | Dealing in futures contracts | 2019-08-01 | RO | Advising on futures contracts | 2021-10-19 |
| 3 | FAIR EAGLE SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2019-05-14 | 2019-08-01 | RO | Dealing in securities | 2019-08-01 | RO | Advising on securities | 2021-10-19 |
| 4 | FIRST SHANGHAI FUTURES LIMITED | Rep | Automated trading services | 2003-09-05 | Rep | Advising on futures contracts | 2004-08-11 | Rep | Asset management | 2004-08-11 | Rep | Dealing in futures contracts | 2008-07-31 | Rep | Dealing in futures contracts | 2011-09-08 | 2017-10-13 |
| 5 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Automated trading services | 2003-09-02 | Rep | Advising on corporate finance | 2004-08-11 | Rep | Advising on securities | 2004-08-11 | Rep | Asset management | 2004-08-11 | Rep | Dealing in securities | 2008-07-31 | Rep | Dealing in securities | 2011-09-08 | 2017-10-13 |
| 6 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-08-27 | 2011-09-01 |
| 7 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2008-08-27 | 2011-09-01 |
| 8 | HUAJIN FUTURES (INTERNATIONAL) LIMITED | Rep | Dealing in futures contracts | 2017-11-01 | 2018-02-02 | RO | Dealing in futures contracts | 2018-02-02 | 2019-04-30 |
| 9 | HUAJIN SECURITIES (INTERNATIONAL) LIMITED | Rep | Dealing in securities | 2017-11-01 | 2018-02-02 | RO | Dealing in securities | 2018-02-02 | 2019-04-30 |
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