Shum, Chin Hong 沈展康
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Dealing in securities | 2015-11-30 | 2021-11-30 |
| 2 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-12-05 | 2015-05-21 |
| 3 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2014-12-05 | 2015-05-21 |
| 4 | FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-08-06 | 2014-05-09 | Rep | Dealing in futures contracts | 2015-06-01 | 2015-11-08 |
| 5 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2010-07-19 | 2014-05-09 | Rep | Dealing in securities | 2015-06-01 | 2015-11-08 |
| 6 | ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2022-01-24 | 2022-07-10 |
| 7 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2022-01-24 | 2022-07-10 |
| 8 | Yunfeng Financial Markets Limited | Rep | Dealing in securities | 2022-07-25 | 2024-03-01 |
| 9 | Yunfeng Securities Limited | Rep | Dealing in securities | 2022-07-25 | 2024-03-01 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy