James, Robert Keith
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | COMGEST FAR EAST LIMITED | Rep | Advising on securities | 2012-01-03 | 2023-12-01 | Rep | Asset management | 2012-01-03 | 2023-12-01 | RO | Dealing in securities | 2014-11-03 | 2023-12-01 |
| 2 | First Sentier Investors (Hong Kong) Limited | Rep | Dealing in securities | 2006-07-20 | 2006-10-19 | RO | Dealing in securities | 2006-10-19 | 2011-10-07 |
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