Bird, Warren James
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | First Sentier Investors (Hong Kong) Limited | RO | Advising on futures contracts | 2006-06-22 | 2006-08-28 | RO | Advising on securities | 2006-06-22 | 2006-09-29 | RO | Asset management | 2006-06-22 | 2006-09-29 | Rep | Advising on securities | 2006-09-29 | 2013-01-02 | Rep | Asset management | 2006-09-29 | 2013-01-02 |
| 2 | FIRST STATE (HONG KONG) LLC | RO | Advising on futures contracts | 2006-06-22 | 2006-08-28 | RO | Advising on securities | 2006-06-22 | 2006-09-29 | RO | Asset management | 2006-06-22 | 2006-09-29 | Rep | Advising on securities | 2006-09-29 | 2007-07-05 | Rep | Asset management | 2006-09-29 | 2008-04-01 |
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