Cheung, Joann Siu Man 張小敏

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 WM (HK) Limited Rep Advising on corporate finance 2003-05-30
2 WM (HK) Limited Rep Advising on securities 2003-05-30
PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED Rep 2006-05-30 2007-07-18
PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED Rep 2006-05-30 2007-07-18
First Sentier Investors (Hong Kong) Limited Rep 2007-11-29
3 WM (HK) Limited Rep Asset management 2003-05-30
4 WM (HK) Limited Rep Dealing in securities 2003-05-30
First Sentier Investors (Hong Kong) Limited Rep 2008-01-10

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