Chui, Hoi Yan (SFC:AKW893) 崔凱茵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aberdeen International Investment Management Limited | Rep | Advising on securities | 2008-02-18 | 2009-04-30 | Rep | Dealing in securities | 2008-02-18 | 2009-04-30 |
| 2 | BNP PARIBAS DEALING SERVICES ASIA LIMITED | Rep | Dealing in securities | 2007-03-08 | 2007-12-28 | Rep | Advising on securities | 2007-04-13 | 2007-12-28 | Rep | Asset management | 2007-04-13 | 2007-12-28 |
| 3 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2004-08-19 | 2005-06-01 | Rep | Asset management | 2004-08-19 | 2005-06-01 |
| 4 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2009-04-23 | 2011-03-09 | Rep | Dealing in securities | 2009-04-23 | 2011-03-09 |
| 5 | First Sentier Investors (Hong Kong) Limited | Rep | Advising on securities | 2011-04-12 | 2015-05-20 | Rep | Dealing in securities | 2011-04-12 | 2015-05-20 | Rep | Advising on securities | 2016-07-19 | 2021-06-28 | Rep | Dealing in securities | 2016-07-19 | 2021-06-28 |
| 6 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on securities | 2006-02-22 | 2007-02-09 | Rep | Asset management | 2006-02-22 | 2007-02-09 |
| 7 | JPMorgan Funds (Asia) Limited | Rep | Dealing in securities | 2006-02-22 | 2007-02-09 |
| 8 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2015-07-30 | 2016-06-09 | Rep | Dealing in securities | 2015-07-30 | 2016-06-09 |
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