Collis, Murray James

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 First Sentier Investors (Hong Kong) Limited Rep Advising on securities 2007-04-27 2009-03-30
First Sentier Investors (Hong Kong) Limited RO 2009-03-30 2009-11-19
First Sentier Investors (Hong Kong) Limited Rep 2009-11-19 2012-09-26
BNY Mellon Investment Management Hong Kong Limited RO 2013-01-31 2014-02-25
BNY Mellon Investment Management Hong Kong Limited Rep 2014-02-25 2016-05-27
2 First Sentier Investors (Hong Kong) Limited Rep Asset management 2007-04-27 2009-03-30
First Sentier Investors (Hong Kong) Limited RO 2009-03-30 2009-11-19
First Sentier Investors (Hong Kong) Limited Rep 2009-11-19 2012-09-26
BNY Mellon Investment Management Hong Kong Limited RO 2013-01-31 2014-02-25
BNY Mellon Investment Management Hong Kong Limited Rep 2014-02-25 2016-05-27
3 BNY Mellon Investment Management Hong Kong Limited RO Dealing in futures contracts 2013-01-31 2014-02-25
BNY Mellon Investment Management Hong Kong Limited Rep 2014-02-25 2016-05-27
4 BNY Mellon Investment Management Hong Kong Limited RO Dealing in securities 2013-01-31 2014-02-25
BNY Mellon Investment Management Hong Kong Limited Rep 2014-02-25 2016-05-27

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