Hsieh, Shan Man
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | First Sentier Investors (Hong Kong) Limited | Rep | Asset management | 2003-10-09 | 2021-06-25 | Rep | Dealing in securities | 2003-10-09 | 2021-06-25 | Rep | Advising on futures contracts | 2005-07-21 | 2006-08-28 | Rep | Advising on securities | 2017-06-14 | 2021-06-25 |
| 2 | FIRST STATE (HONG KONG) LLC | Rep | Advising on futures contracts | 2005-07-21 | 2006-08-28 |
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