Li, James Kong 李剛

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 JS CRESVALE SECURITIES INTERNATIONAL LIMITED Rep Advising on corporate finance 2003-04-14
2 BARING ASSET MANAGEMENT (ASIA) LIMITED Rep Advising on futures contracts 2014-07-04 2017-10-31
BARING ASSET MANAGEMENT (ASIA) LIMITED RO 2017-10-31 2019-12-09
3 JS CRESVALE SECURITIES INTERNATIONAL LIMITED Rep Advising on securities 2003-04-14
CITIC Securities Brokerage (HK) Limited Rep 2003-06-02 2005-12-17
FIRST STATE (HONG KONG) LLC Rep 2006-01-13 2007-07-05
First Sentier Investors (Hong Kong) Limited Rep 2006-01-17 2014-06-14
BARING ASSET MANAGEMENT (ASIA) LIMITED Rep 2014-07-04 2014-10-14
BARING ASSET MANAGEMENT (ASIA) LIMITED RO 2014-10-14 2019-12-09
4 JS CRESVALE SECURITIES INTERNATIONAL LIMITED Rep Asset management 2003-04-14
BARING ASSET MANAGEMENT (ASIA) LIMITED Rep 2014-07-04 2019-12-09
5 JS CRESVALE SECURITIES INTERNATIONAL LIMITED Rep Automated trading services 2003-04-14
6 BARING ASSET MANAGEMENT (ASIA) LIMITED Rep Dealing in futures contracts 2015-11-18 2017-10-31
BARING ASSET MANAGEMENT (ASIA) LIMITED RO 2017-10-31 2019-12-09
Baillie Gifford Asia (Hong Kong) Limited Rep 2020-03-31 2020-07-31
Baillie Gifford Asia (Hong Kong) Limited RO 2020-07-31
7 JS CRESVALE SECURITIES INTERNATIONAL LIMITED Rep Dealing in securities 2003-04-14
CITIC Securities Brokerage (HK) Limited Rep 2003-06-02 2005-12-17
First Sentier Investors (Hong Kong) Limited Rep 2006-01-13 2014-06-14
BARING ASSET MANAGEMENT (ASIA) LIMITED Rep 2014-07-04 2014-10-14
BARING ASSET MANAGEMENT (ASIA) LIMITED RO 2014-10-14 2019-12-09
Baillie Gifford Asia (Hong Kong) Limited Rep 2020-03-31 2020-07-31
Baillie Gifford Asia (Hong Kong) Limited RO 2020-07-31

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