Lok, Mandy Hiu Kwan 駱曉筠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BANK CONSORTIUM TRUST COMPANY LIMITED | Rep | Advising on securities | 2009-05-15 | 2010-09-05 |
| 2 | First Sentier Investors (Hong Kong) Limited | Rep | Advising on securities | 2011-05-06 | 2011-10-08 | Rep | Dealing in securities | 2011-05-06 | 2011-10-08 |
| 3 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on securities | 2007-10-03 | 2009-03-19 | Rep | Asset management | 2007-10-03 | 2009-03-19 |
| 4 | JPMorgan Funds (Asia) Limited | Rep | Dealing in securities | 2006-07-18 | 2009-03-19 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-03-24 | 2014-08-08 |
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