Poon, Kwong Kin 潘廣建
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BANK CONSORTIUM TRUST COMPANY LIMITED | Rep | Advising on securities | 2005-03-16 | 2006-04-28 |
| 2 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2006-09-25 | 2007-04-21 | Rep | Asset management | 2006-09-26 | 2007-04-21 | Rep | Dealing in securities | 2006-09-26 | 2007-04-21 |
| 3 | First Sentier Investors (Hong Kong) Limited | Rep | Advising on securities | 2007-06-05 | 2019-08-02 | Rep | Asset management | 2007-06-05 | 2019-08-02 | Rep | Dealing in securities | 2007-06-05 | 2019-08-02 |
| 4 | INVESCO ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on corporate finance | 2003-06-02 | Rep | Advising on securities | 2003-06-02 | Rep | Asset management | 2003-06-02 | Rep | Dealing in securities | 2003-10-20 | 2004-04-13 |
| 5 | INVESCO HONG KONG LIMITED | Rep | Advising on corporate finance | 2003-06-02 | Rep | Advising on securities | 2003-06-02 | Rep | Asset management | 2003-06-02 | Rep | Dealing in securities | 2003-10-20 | 2004-04-13 |
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