Han, Hanting 韓瀚霆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2008-09-24 | 2009-05-12 |
| 2 | CVP Securities Limited | Rep | Dealing in futures contracts | 2016-05-09 | 2016-05-26 | RO | Dealing in securities | 2016-05-09 | 2016-10-18 |
| 3 | FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2010-01-18 | 2013-01-15 |
| 4 | Fortune Asset Management Limited | Rep | Advising on securities | 2011-05-06 | 2013-08-02 | Rep | Asset management | 2011-05-06 | 2013-08-02 |
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