Law, Kin Wai (SFC:AFU703) 羅建偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Goldbridge Securities Limited | Rep | Advising on corporate finance | 2004-03-02 | |
| 2 | Goldbridge Securities Limited | Rep | Advising on securities | 2004-03-02 | |
| 3 | Goldbridge Securities Limited | Rep | Asset management | 2004-03-02 | |
| 4 | Goldbridge Securities Limited | Rep | Automated trading services | 2004-03-02 | |
| 5 | Goldbridge Securities Limited | Rep | Dealing in securities | 2006-02-21 | |
| 6 | 3V Capital Limited | Rep | Dealing in securities | 2006-03-06 | 2006-04-12 |
| 7 | 3V Capital Limited | Rep | Advising on securities | 2006-03-27 | 2006-04-12 |
| 8 | FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2006-05-18 | 2012-09-14 |
| 9 | FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2013-03-05 |
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