Too, Nap Har 陶立霞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BAN HIN SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2005-02-21 | Rep | Advising on securities | 2005-02-21 | Rep | Asset management | 2005-02-21 | Rep | Dealing in securities | 2007-10-31 |
| 2 | FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2011-01-03 | |
| 3 | SINO CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2007-11-08 | 2011-01-03 |
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