Lai, Jenny Sin Wan 賴倩雲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2012-10-04 | 2013-03-20 | Rep | Asset management | 2012-10-04 | 2013-03-20 | Rep | Dealing in securities | 2012-10-04 | 2013-03-20 |
| 2 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2012-10-04 | 2013-03-20 | Rep | Asset management | 2012-10-04 | 2013-03-20 | Rep | Dealing in securities | 2012-10-04 | 2013-03-20 |
| 3 | FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | Rep | Dealing in securities | 2010-10-12 | 2012-09-28 |
| 4 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2009-09-18 | 2010-08-24 | Rep | Asset management | 2009-09-18 | 2010-08-24 |
| 5 | MC Asset Management Asia Limited | RO | Dealing in securities | 2014-03-18 | 2016-12-31 |
| 6 | OnePlatform Asset Management Limited | RO | Advising on securities | 2019-01-08 | 2022-05-11 | RO | Asset management | 2019-01-08 | 2022-05-11 | RO | Dealing in securities | 2019-01-08 | 2022-05-11 |
| 7 | PineBridge Investments Asia Limited | Rep | Advising on corporate finance | 2004-09-20 | Rep | Advising on securities | 2004-09-20 | Rep | Asset management | 2009-09-15 | Rep | Advising on securities | 2007-12-27 | 2009-09-15 | Rep | Dealing in securities | 2009-04-03 | 2009-09-15 |
| 8 | PineBridge Investments Hong Kong Limited | Rep | Dealing in securities | 2004-09-23 | 2009-09-15 |
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