Lau, Tracy Fung Sin 劉鳳仙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-10-20 | Rep | Advising on securities | 2005-06-02 | Rep | Asset management | 2005-06-02 | Rep | Dealing in securities | 2005-06-02 |
| 2 | FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | Rep | Asset management | 2005-06-24 | 2014-02-08 | Rep | Dealing in securities | 2005-06-24 | 2014-02-08 |
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