Wong, Yau Nang 王祐能
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2005-07-26 | 2009-01-16 | Rep | Dealing in securities | 2005-07-26 | 2009-01-16 | Rep | Advising on futures contracts | 2008-04-03 | 2009-01-16 |
| 2 | FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | Rep | Dealing in securities | 2009-02-06 | 2014-06-07 |
| 3 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2020-11-03 | 2021-03-05 | RO | Dealing in securities | 2021-03-05 | 2023-05-31 |
| 4 | Oaktree Capital (Hong Kong) Limited | Rep | Dealing in securities | 2014-07-04 | 2014-08-06 | RO | Dealing in securities | 2014-08-06 | 2020-10-16 |
| 5 | PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED | Rep | Dealing in securities | 2023-07-03 |
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