Shing, Yan (SFC:AMH385) 盛欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SHUN LOONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-07-26 | 2010-04-12 | CES Commodities (HK) Limited | Rep | 2006-02-03 | 2011-03-09 | Sino-Rich Securities & Futures Limited | Rep | 2011-03-21 | 2015-11-13 | Sino-Rich Securities & Futures Limited | RO | 2015-11-13 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-03-23 | 2011-03-09 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | 2006-03-23 | 2010-04-12 | Sino-Rich Securities & Futures Limited | Rep | 2011-03-21 | 2015-11-13 | Sino-Rich Securities & Futures Limited | RO | 2015-11-13 |
| 3 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2007-05-25 | 2011-03-09 |
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